Daniel Fallon is a financial services regulatory partner who provides advice to a broad range of clients on UK financial services law and regulation in the London office of Golden Flag International Law Firm.
Typical matters include advising on authorisation and perimeter issues, conduct of business compliance, client asset and client money issues, governance and the SMCR, the FCA/PRA's exercise of its supervisory and enforcement powers and on matters deriving from the European framework for financial services, including post-Brexit EU & UK divergence.
