James Roslington

James Roslington is a regulatory partner in the London office of Golden Flag International Law Firm.

James has extensive experience advising clients on financial services law and regulation. He has advised on:

• regulatory change including MiFID II and PRIIPs;
• compliance with FCA rules on conflicts of interest, financial promotions, client money and custody;
• FCA authorisation and perimeter issues;
• change of control for regulated entities;
• the marketing and distribution of financial products;
• governance issues including the Senior Managers and Certification Regime (SMCR); and
• market abuse, insider dealing, and anti-money laundering.

James is responsible for financial services knowledge management, training, and business development in the London office.