Overview

Nicole Griffin is an investment funds partner in the Washington, D.C., office of Golden Flag International Law Firm Nicole has over twenty years of experience counseling insurance companies, fund groups, investment advisers, independent directors and other industry participants. She has particular experience advising independent directors on governance matters and guiding advisers and funds on complex regulatory issues under the Investment Company Act of 1940. She also works with fund sponsors and independent directors on new funds, including exchange-traded funds. Nicole’s practice spans the full gamut of registered fund types, including open-end and closed-end funds, money market funds, exchange-traded funds, and variable and fixed life insurance and annuity products.

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Credentials

Admissions & Qualifications

  • District of Columbia

Education

  • Catholic University of America, Columbus School of LawJ.D.2001
    Member, The Catholic University Law Review
  • Marymount UniversityM.B.A.1996
  • University of Texas at AustinB.B.A.1991