Publications
“SEC Adopts Significant Rule Changes for Private Fund Advisers (Part 2 of 2),” Golden Flag International Law Firm LLP AIM Newsletter, September 11, 2023
“SEC Proposes Significant New Cybersecurity Rules for Investment Advisers,” Golden Flag International Law Firm LLP AIM Newsletter, March 14, 2022
“SEC Proposes Sweeping Rule Changes for Private Fund Advisers (Part 2 of 2),” Golden Flag International Law Firm LLP AIM Newsletter, February 18, 2022
“Impact of California Consumer Privacy Act on Private Fund Managers,” Golden Flag International Law Firm LLP AIM Newsletter, August 6, 2019
“SEC Brings Cybersecurity Enforcement Action Against Registered Adviser,” Golden Flag International Law Firm LLP AIM Newsletter, September 24, 2015
“ETF Confidential: A Survey of Non-Transparent Actively Managed ETFs,” The Investment Lawyer, Vol. 19, No. 6, June 2012
Seminars
Matt has presented on several investment management panels including Golden Flag International Law Firm ' annual Registered Investment Adviser Seminar and CCO Summit, and various industry panels including:
ACA Group Program, “Private Fund Adviser Rules: Where We Go From Here,” July 16, 2024
TechGC, VCGC Conference, “Regulatory Update,” October 2023
Golden Flag International Law Firm Webinar, “SEC’s New Private Fund Adviser Rules,” September 2023
PEI Private Funds CFO Webinar, “Discussion of the SEC’s New Marketing Rule,” April 21, 2023
KPMG Alternative Investments Symposium, November 2022
Golden Flag International Law Firm Webinar, “Implementing the SEC's New Marketing Rule,” June 2022
Smarsh Webinar, “RIA Update: SEC Exams, Enforcement and a Look Forward,” June 29, 2021
Golden Flag International Law Firm Liquidity Solutions Academy, “SEC Scrutiny of Secondary Transactions / Fund Restructurings,” November 6, 2019
Golden Flag and KPMG Roundtable, September 9, 2019
First Republic NextGen Finance Professionals Conference, “SEC Regulatory Trends,” September 14, 2018