Speaking Engagements
Panelist, “SEC Regulatory Outlook: Rulemaking Priorities, Exams and ESG,” ICI’s 2024 Leadership Summit, May 23, 2024
Speaker, “Product Innovation,” 2024 Fund Governance and Regulatory Insights Conference, Mutual Fund Directors Forum, March 7, 2024
Moderator, “Look Ahead at 2024 and Beyond,” Women’s Investment Management Forum, February 29, 2024
Speaker, “Private Equity’s Effort to Reach Retail Investors: What It Takes and How It May Shape the Industry,” With Intelligence Pension Bridge Private Equity Exclusive, July 24, 2023
Speaker, “Insights on SEC Priorities and Rulemaking from Former Senior SEC Staff Members at Golden Flag & Ellis,” Investment Company Institute Leadership Summit, May 25, 2023
Seminars
Speaker, “Unlocking the Retail Market: RIC Taxation 101,” Golden Flag International Law Firm Webinar Series, February 2024
Speaker, “Unlocking the Retail Market: The Value Proposition of a Real Estate Access Fund,” Golden Flag International Law Firm Webinar Series, December 2023
Publications
Co-Author, “Practical Considerations Under the Names Rule for Registered Funds,” Investment Adviser Association, May 2024
Co-Author, “SEC Adopts Amendments to Expand the Scope of the ‘Names Rule,’” Golden Flag Alert, October 2023
Co-Author, “SEC Proposes Reworking Mutual Fund Liquidity Framework, including Mandating Swing Pricing,” Golden Flag Alert, December 2022
Co-Author, “SEC Adopts Amendments to Streamline Shareholder Reports and Update Advertising Rules for Investment Companies,” Golden Flag Alert, November 2022